Persuasion vs. Force
by Mark Skousen
Copyright 1992 by Mark Skousen. All rights reserved. Used by permission.
A version of this essay originally appeared in the September, 1991,
issue of Liberty magazine.
Sometimes a single book or even a short cogent essay can change an
individual's entire outlook on life. For Christians, it is the New
Testament. For radical socialists, Karl Marx' and Friedrich Engels'
The Communist Manifesto is revolutionary. For libertarians, Ayn Rand's
Atlas Shrugged is pivotal. For economists, Ludwig von Mises' Human
Action can be mind-changing.
Recently I came across a
little essay in a book called Adventures of Ideas, by Alfred North
Whitehead, the British philosopher and Harvard
professor. The essay, "From Force to Persuasion," had a profound
effect upon me. Actually what caught my attention was a single passage
on page 83. This one small excerpt in a 300-page book changed my entire
political philosophy.
Here's what it says:
"The creation of the
world -- said Plato -- is the victory of persuasion over force...
Civilization is the maintenance of social
order, by its own inherent persuasiveness as embodying the nobler alternative.
The recourse to force, however unavoidable, is a disclosure of the
failure of civilization, either in the general society or in a remnant
of individuals...
"Now the intercourse
between individuals and between social groups takes one of these
two forms: force or persuasion. Commerce is the
great example of intercourse by way of persuasion. War, slavery, and
governmental compulsion exemplify the reign of force."
Professor Whitehead's vision of civilized society as the triumph of
persuasion over force should become paramount in the mind of all civic-minded
individuals and government leaders. It should serve as the guideline
for the political ideal.
Let me suggest, therefore, a new political creed: The triumph of persuasion
over force is the sign of a civilized society.
Surely this is a fundamental principle to which most citizens, no
matter where they fit on the political spectrum, can agree.
Too Many Laws
Too often lawmakers resort to the force of law rather than the power
of persuasion to solve a problem in society. They are too quick to
pass another statute or regulation in an effort to suppress the effects
of a deeprooted problem in society rather than seeking to recognize
and deal with the real cause of the problem, which may require parents,
teachers, pastors, and community leaders to convince people to change
their ways.
Too often politicians think
that new programs requiring new taxes are the only way to pay for
citizens' retirement, health care, education
or other social needs. "People just aren't willing to pay for
these services themselves," they say, so they force others to
pay for them instead.
Supreme Court Justice Oliver
Wendell Holmes once said, "Taxation
is the price we pay for civilization." But isn't the opposite
really the case? Taxation is the price we pay for failing to build
a civilized society. The higher the tax level, the greater the failure.
A centrally planned totalitarian state represents a complete defeat
for the civilized world, while a totally voluntary society represents
its ultimate success.
Thus, legislators, ostensibly concerned about poverty and low wages,
pass a minimum wage law and establish a welfare state as their way
to abolish poverty. Yet poverty persists, not for want of money, but
for want of skills, capital, education, and the desire to succeed.
The community demands a complete education for all children, so the
state mandates that all children attend school for at least ten years.
Winter Park High School, which two of our children attend, is completely
fenced in. Students need a written excuse to leave school grounds and
an official explanation for absences. All the gates except one are
closed during school hours, and there is a permanent guard placed at
the only open gate to monitor students coming and going. Florida recently
passed a law that takes away the driver's license of any student who
drops out of high school. Surely, they say, that will eliminate the
high dropout rate for students.
But suppressing one problem only creates another. Now students who
don't want to be in school are disrupting the students who want to
learn. The lawmakers forget one thing. Schooling is not the same as
education.
Many high-minded citizens don't like to see racial, religious or sexual
discrimination in employment, housing, department stores, restaurants,
and clubs. Yet instead of persuading people in the schools, the churches
and the media that discrimination is inappropriate behavior and morally
repugnant, law-makers simply pass civil rights legislation outlawing
discrimination, as though making hatred illegal can instantly make
it go away. Instead, forced integration often intensifies the already-existing
hostilities. Does anyone wonder why discrimination is still a serious
problem in our society?
Is competition from the
Japanese, the Germans and the Brazilians too stiff for American industry?
We can solve that right away, says Congress.
No use trying to convince industry to invest in more productive labor
and capital, or voting to reduce the tax burden on business. No, they'll
just impose import quotas or heavy duties on foreign products and force
them to "play fair." Surely that will make us more competitive,
and keep American companies in business.
Drugs, Guns, and Abortion
Is the use of mind-altering
drugs a problem in America? Then let's pass legislation prohibiting
the use of certain high-powered drugs.
People still want to use them? Then let's hire more police to crack
down on the drug users and drug dealers. Surely that will solve the
problem. Yet such laws never address the fundamental issue, which would
require analyzing why people misuse drugs and discovering ways they
can satisfy their needs in a nondestructive manner. By out-lawing illicit
drugs, we fail to consider the underlying cause of increased drug or
alcohol misuse among teenagers and adults, and we fail to accept the
beneficial uses of such drugs in medicine and healthcare. I salute
voluntary efforts in communities to deal with these serious problems,
such as "no alcohol" high school graduation parties and drug-awareness
classes. Tobacco is on the decline as a result of education, and drug
use could abate as well if it were treated as a medical problem rather
than a criminal one.
Abortion is a troublesome issue, we all agree on that. Whose rights
take precedence, the baby's or the mother's? When does life begin,
at conception or at birth?
Political conservatives
are shocked by the millions of legal killings that take place every
year in America and around the world. How can
we sing "God Bless America" with this epidemic plaguing our
nation? So, for many conservatives the answer is simple: Ban abortions!
Force women to give birth to their unexpected and unwanted babies.
That will solve the problem. This quick fix will undoubtedly give the
appearance that we have instantly solved our national penchant for
genocide.
Wouldn't it be better if
we first tried to answer the all important questions, "Why is abortion so prevalent today, and how can we
prevent unwanted pregnancies?" Or, once an unwanted pregnancy
occurs, how can we persuade people to examine alternatives, including
adoption?
Crime is another issue plaguing this country. There are those in society
who want to ban handguns, rifles and other firearms, or at least have
them tightly controlled and registered, in an attempt to reduce crime.
We can solve the murder and crime problem in this country, they reason,
simply by passing a law taking away the weapons of murder. No guns,
no killings. Simple, right? Yet they only change the outward symptoms,
while showing little interest in finding ways to discourage a person
from becoming criminal or violent in the first place.
Legislators should be slow
to pass laws to protect people against themselves. While insisting
on a woman's "right to choose" in
one area, they deny men and women the right to choose in every other
area. Unfortunately, they are all too quick to act. Drivers aren't
wearing their seatbelts? Let's pass a mandatory seatbelt law. Motorcyclists
aren't wearing helmets? Let's mandate helmets. We'll force people to
be responsible!
More Than Just Freedom
How did we get into this
situation, where lawmakers feel compelled to legislate personal behavior "for our own good"?
Often we only have ourselves to blame.
The lesson is clear: If we are going to preserve what personal and
economic freedom we have left in this country, we had better act responsibly,
or our freedom is going to be taken away. Too many detractors think
that freedom is nothing more than the right to act irresponsibly. They
equate liberty with libertine behavior: that the freedom to choose
whether to have an abortion means that they should have an abortion,
that the freedom to take drugs means that they should take drugs, that
the legalization of gambling means that they should play the roulette
wheel.
It is significant that Professor
Whitehead chose the word "persuasion," not
simply "freedom," as the ideal characteristic of the civilized
world. The word "persuasion" embodies both freedom of choice
and responsibility for choice. In order to persuade, you must have
a moral philosophy, a system of right and wrong, which you govern yourself.
You want to persuade people to do the right thing not because they
have to, but because they want to.
There is little satisfaction from doing good if individuals are mandated
to do the right thing. Character and responsibility are built when
people voluntarily choose right over wrong, not when they are forced
to do so. A soldier will feel a greater sense of victory if he enlists
in the armed forces instead of being drafted. And high school students
will not comprehend the joy of service if it is mandated by a community-service
requirement for graduation.
Admittedly, there will be individuals in a free society who will make
the wrong choices, who will become drug addicts and alcoholics, who
will refuse to wear a safety helmet, who will hurt themselves playing
with firecrackers, and who will drop out of high school. But that is
the price we must pay for having a free society, where individuals
learn from their mistakes and try to build a better world.
In this context, let us
answer the all- important question, "Liberty
and morality: can we have both?" The answer is, absolutely yes!
Not only can we have both, but we must have both, or eventually we
will have neither. As Sir James Russell Lowell said, "The ultimate
result of protecting fools from their folly is to fill the planet full
of fools."
Our motto should be, "We
teach them correct principles, and they govern themselves."
Freedom without responsibility
only leads to the destruction of civilization, as evidenced by Rome
and other great civilizations of the past. As
Alexis de Tocqueville said, "Despotism may govern without faith,
but liberty cannot." In a similar vein, Henry Ward Beecher added, "There
is no liberty to men who know not how to govern themselves." And
Edmund Burke wrote, "What is liberty without wisdom and without
virtue?"
Today's political leaders demonstrate their low opinion of the public
with every social law they pass. They believe that, if given the right
to choose, the citizenry will probably make the wrong choice. Legislators
do not think any more in terms of persuading people; they feel the
need to force their agenda on the public at the point of a bayonet
and the barrel of a gun, in the name of the IRS, the SEC, the FDA,
the DEA, the EPA, or a multitude of other ABCs of government authority.
A Challenge to All Lovers of Liberty
My challenge to all lovers of liberty today is to take the moral high
ground. Our cause is much more compelling when we can say that we support
drug legalization, but do not use mind altering drugs. That we tolerate
legal abortion, but choose not to abort our own future generations.
That we support the right to bear arms, but do not misuse handguns.
That we favor the right of individuals to meet privately as they please,
but do not ourselves discriminate.
In the true spirit of liberty,
Voltaire once said, "I disapprove
of what you say, but I will defend to the death your right to say it." If
we are to be effective in convincing others of the benefits of a tolerant
world, we must take the moral high ground by saying, "We may disapprove
of what you do, but we will defend to the death your right to do it."
In short, my vision of a responsible free society is one in which
we discourage evil, but do not prohibit it. We make our children and
students aware of the consequences of drug abuse and other forms of
irresponsible behavior. But after all our persuading, if they still
want to use harmful drugs, that is their privilege. In a free society,
individuals must have the right to do right or wrong, as long as they
don't threaten or infringe upon the rights or property of others. They
must also suffer the consequences of their actions, as it is from consequences
that they learn to choose properly.
We may discourage prostitution
or pornography by restricting it to certain areas and to certain
ages, but we will not jail or fine those
who choose to participate in it privately. If an adult bookstore opens
in our neighborhood, we don't run to the law and pass an ordinance,
we picket the store and discourage customers. If our religion asks
us not to shop on Sunday, we don't pass Sunday "blue" laws
forcing stores to close, we simply don't patronize them on Sunday.
If we don't like excessive violence and gratuitous sex on TV, we don't
write the Federal Communications Commission, we join boycotts of the
advertiser's products. Several years ago the owners of Seven Eleven
stores removed pornographic magazines from their stores, not because
the law required it, but because a group of concerned citizens persuaded
them. These actions reflect the true spirit of liberty.
Lovers of liberty should also be strong supporters of the institutions
of persuasion, such as churches, charities, foundations, private schools
and colleges, and private enterprise. They should engage in many causes
of their own free will and choice. They should not rely on the institutions
of force, such as government agencies, to carry out the cause of education
and the works of charity and welfare. It is not enough simply to pay
your taxes and cast your vote and think you've done your part.
It is the duty of every advocate of human liberty to convince the
world that we must solve our problems through persuasion and not coercion.
Whether the issue is domestic policy or foreign policy, we must recognize
that passing another regulation or going to war is not necessarily
the only solution to our problems. Simply to pass laws prohibiting
the outward symptoms of problems is to sweep the real problems under
the rug. It may hide the dirt for a while, but it doesn't dispose of
the dirt properly or permanently.
Liberty Under Law
This approach does not mean that laws would not exist. People should
have the freedom to act according to their desires, but only to the
extent that they do not trample on the rights of others. Rules and
regulations, such as traffic laws, need to be established and enforced
by private and public institutions in order for a free society to exist.
There should be stringent laws against fraud, theft, murder, pollution,
and the breaking of contracts, and those laws should be effectively
enforced according to the classic principle that the punishment should
fit the crime. The full weight of the law should be used to fine and
imprison the perpetrators, to compensate the victims, and to safe-guard
the rights of the innocent. Yet within this legal framework, we should
permit the maximum degree of freedom in allowing people to choose what
they think, act and do to themselves without harming others.
Convincing the public of
our message, that "persuasion instead
of force is the sign of a civilized society," will require a lot
of hard work, but it can be rewarding. The key is to make a convincing
case for freedom, to present the facts to the public so that they can
see the logic of our arguments, and to develop a dialogue with those
who may be opposed to our position. Our emphasis must be on educating
and persuading, not on arguing and name-calling. For we shall never
change our political leaders until we change the people who elect them.
A Vision of an Ideal Society
Martin Luther King, Jr., gave a famous sermon at the Lincoln Memorial
in the mid-1960s. In it, King said that he had a dream about the promised
land. Well, I too have a vision of an ideal society.
I have a vision of world peace, not because the military have been
called in to maintain order, but because we have peace from within
and friendship with every nation.
I have a vision of universal prosperity and an end to poverty, not
because of foreign aid or government-subsidized welfare, but because
each of us has productive, useful employment where every trade is honest
and beneficial to both buyer and seller, and where we eagerly help
the less fortunate of our own free will.
I have a vision of an inflation-free nation, not because of wage and
price controls, but because our nation has an honest money system.
I have a vision of a crime-free society, not because there's a policeman
on every corner, but because we respect the rights and property of
others.
I have a vision of a drug-free America, not because harmful drugs
are illegal, but because we desire to live long, healthy, self-sustaining
lives.
I have a vision of an abortion-free society, not because abortion
is illegal, but because we firmly believe in the sanctity of life,
sexual responsibility, and family values.
I have a vision of a pollution-free and environmentally sound world,
not because of costly controls and arbitrary regulations, but because
private enterprise honors its stewardship and commitment to developing
rather than exploiting the earth's resources.
I have a vision of a free society, not because of a benevolent dictator
commands it, but because we love freedom and the responsibility that
goes with it.
The following words, taken from an old Protestant hymn whose author
is fittingly anonymous, express the aspiration of every man and every
woman in a free society.
Know this, that every soul is free
To choose his life and what he'll be;
For this eternal truth is given
That God will force no man to heaven.
He'll call, persuade, direct aright,
And bless with wisdom, love, and light,
In nameless ways be good and kind,
But never force the human mind.
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